What is Market Manipulation?

Today I’m going to offer you a brief overview of how to define market manipulation and some common examples of what constitutes market manipulation. Market manipulation is an action (e.g. entering into a transaction, placing or cancelling an order, disseminating information, voicing a public opinion, etc.) that gives or may give Read more…

How To Prepare for the Audit?

I was recently preparing a team for an external on-site audit visit and the basic guiding principle I declared was: “You are going to do all the work and they are going to get paid”. I meant it. It sounds a bit odd and potentially provocative, but the truth of Read more…

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