If your FinTech startup is in the process of applying for the bank account opening or preparing for partner due diligence, you will need to produce and submit TONS of documents! To help you navigate the process and make it a Read more…
Itās finally time ā the Privacy Policy 5-Day challenge starts TODAY! Each day I’ll send an email to all registered challengers first thing in the morning, 8.00 a.m. CET (Zurich) time and then at 12.00 p.m. we’ll have our live training Read more…
It is common for investment firms, asset managers and banks to bundle products (sometimes it’s called cross-selling). Broadly speaking, European regulations require financial institutions to offer bundled or tied products only when these products meet the needs and the best interests Read more…
The Catch 22 of Compliance Profession can be summarized as:I love learning new skills and I really need to learn something new every day to do my job, but…I donāt feel quite appreciated for my contribution and knowledge, people bombard Read more…
Many of the startups ask me: What are the key areas that must be addressed by the Consumer Protection or the Consumer Rights Policy. In my view, the following areas should be addressed: Rights defined in the banking or payments Read more…
Today I wanted to warn you about some common mistakes I see in marketing communications and public statements. 1) Making market predictions or offering personal investment advice Many startups and especially startup founders are “tempted” to make market predictions and Read more…
Today Iām going to offer you a brief overview of how to define market manipulation and some common examples of what constitutes market manipulation. Market manipulation is an action (e.g. entering into a transaction, placing or cancelling an order, disseminating information, Read more…
Today I wanted to address a few most common questions about FATCA and the most common elections that usually apply to FinTech startups. As you probably know by now ā there is no way I could fit in the mountain of Read more…
I recorded this video to reflect on why people might be afraid of GDPR š By the way, in just few days myself a several dozens of other FinTech experts are starting together a 5-Day Privacy Policy Challenge which will Read more…
