It’s finally time – the Privacy Policy 5-Day challenge starts TODAY! Each day I’ll send an email to all registered challengers first thing in the morning, 8.00 a.m. CET (Zurich) time and then at 12.00 p.m. we’ll have our live training via Zoom call – click on the link to register. Make Read more…
It is common for investment firms, asset managers and banks to bundle products (sometimes it’s called cross-selling). Broadly speaking, European regulations require financial institutions to offer bundled or tied products only when these products meet the needs and the best interests of the clients – and be very transparent about all Read more…
The Catch 22 of Compliance Profession can be summarized as:I love learning new skills and I really need to learn something new every day to do my job, but…I don’t feel quite appreciated for my contribution and knowledge, people bombard me with questions, get their answers and go away – Read more…
Many of the startups ask me: What are the key areas that must be addressed by the Consumer Protection or the Consumer Rights Policy. In my view, the following areas should be addressed: Rights defined in the banking or payments regulations, such as transaction execution time, transparency of costs and Read more…
Today I wanted to warn you about some common mistakes I see in marketing communications and public statements. 1) Making market predictions or offering personal investment advice Many startups and especially startup founders are “tempted” to make market predictions and offer personal investment advice to their audiences. Please, be aware Read more…
Today I’m going to offer you a brief overview of how to define market manipulation and some common examples of what constitutes market manipulation. Market manipulation is an action (e.g. entering into a transaction, placing or cancelling an order, disseminating information, voicing a public opinion, etc.) that gives or may give Read more…
Today I wanted to address a few most common questions about FATCA and the most common elections that usually apply to FinTech startups. As you probably know by now – there is no way I could fit in the mountain of FATCA rules into a short article, the idea is that Read more…
I recorded this video to reflect on why people might be afraid of GDPR 😉 By the way, in just few days myself a several dozens of other FinTech experts are starting together a 5-Day Privacy Policy Challenge which will allow us to experience first hand that GDPR is not Read more…
