Driven by what I have been hearing from FinTech founders about their experiences with compliance, in today’s episode, I talk about the core three elements of the just-in-time compliance framework, and why sometimes doing nothing is the best compliance strategy of all!  

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Today’s episode:

• [00:46] The conversation that inspired this episode.  
• [01:07] Complaints about compliance that I often hear from FinTech founders. 
• [02:30] Pressure that is commonly experienced by founders. 
• [04:48] The three pillars of the just-in-time compliance framework.
• [05:36] Why FinTech founders need to pay attention to all three elements of the framework.
• [07:40] The hardest part of the framework to implement (which is also the hardest part to teach). 
• [08:22] Some of the most common decisions that FinTech founders need to make that require some risk-taking. 
• [11:17] Why doing nothing makes people feel uncomfortable, even when it’s the right thing to do. 
• [11:57] Examples of when the best compliance approach is to do nothing. 
• [16:51] A major reason for the friction that occurs between compliance teams and founders. 
• [17:40] What you can expect to learn in upcoming episodes. 

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