If you’ve been asked to attend an interview with a regulator, don’t panic! In this episode, I share my advice on how to approach these interviews and the types of questions to expect. If you found value in this episode, I would really appreciate it if you could leave a Read more…
In the old-fashioned world of traditional finance, it was beneficial for risk and compliance teams to provide as much information as possible in a risk assessment. In today’s Fintech environment, the core role of risk and compliance teams has changed, and the old ways of doing risk assessments are no Read more…
I observed recently how old-fashioned tabular or matrix-based risk assessments were questioned and challenged by regulators and also by white-label service providers during due diligence reviews. The challenge looked like a series of questions or (in some cases remarks that looked quite biased and even rude) from the reviewers: Your Read more…
Running a company is not easy; it requires pragmatism, discipline, sometimes a cold heart, and learning to master the difficult art of delegation. Tune in for today’s episode which is all about the importance of finding a compliance team that shares your risk appetite so that you don’t waste valuable Read more…