A client called and asked me: “WTF is internal control, how is it different from compliance and how do I document that my internal control is effective quickly because I have a call with auditors in 1 hour…” Well, Internal Controls are a sum of all your compliance, risk, and Read more…
Today I want to talk to you about what internal controls are and how they differ from compliance. Recently someone reached out to me from a company I had worked at a couple of years ago and wanted to know why they didn’t have a document called Internal Controls Policy. Read more…
This workshop includes: Live Q&A sessions on December 8-9th, 2020 Sample Internal Audit Plan (usually external audit starts with a review of your internal audit work) Sample documents and policies you must have in place, such as a description of your Governance and Internal Controls, Code of Conduct, Segregation of Read more…
It was my first ever visit to a Shooting Range and before I actually got to hold a gun, it’s mandatory to follow and fully internalize a few key instructions. These instructions are so simple and useful, I feel that anyone working in FinTech must apply those immediately: Treat any Read more…
Are you looking for ways to make more money in compliance? Listen as Yana discusses how people working in compliance, risk, internal control, or audit professionals who work in FinTech can make more money. Yana shares the pros and cons of three different ways she believes you can make more Read more…