This episode is a unique experience as it is a replay of a free video training where we discussed The Rise of the Business-like CCO. This video training is broken up into three different sessions and today’s podcast episode is the replay of Day 1. Before we jump into the Read more…
This episode of Compliance That Makes Sense was inspired by interactions that I recently had with two of my clients, both of whom were having problems with the compliance experts they had hired. The information I am going to share with you today will help you to avoid making the Read more…
Do you feel you are being taken advantage of and you have no job security? In this Compliance That Makes Sense episode, I want to start a new mini-series of episodes under the common theme of the rise of just-in-time compliance. I want to start the series by addressing some Read more…
In this Compliance That Makes Sense episode, I want to discuss the main differences between an amateur and a compliance pro. I can’t keep this silent and polite and be politically correct because I feel the need to rant about all kinds of mistakes, behaviors, and wrong attitudes that amateurs Read more…
Having worked with so many FinTech founders, I’d like to tell you about two common and costly mistakes they make about compliance strategy. But before we do that, let’s address the elephant in the room – how do founders, CEOs, and many business leaders REALLY view compliance and talk about compliance (when Read more…