Do you feel you are being taken advantage of and you have no job security? In this Compliance That Makes Sense episode, I want to start a new mini-series of episodes under the common theme of the rise of just-in-time compliance. I want to start the series by addressing some Read more…
In this Compliance That Makes Sense episode, I want to continue the conversation with you about where people get stuck with compliance, and I have a couple of case studies for you to illustrate how this happens. I also want to show you what to do if this happens and, Read more…
Compliance Officers are almost never promoted within their companies and have to change jobs to get ahead – it’s just statistics. Since I often help my FinTech founder clients to interview their compliance leaders and regularly give feedback about their existing teams, I think I have a perspective. Most compliance Read more…
Let’s talk about the main concerns or objections I hear from many participants before they are ready to make up their minds and hire me or any other compliance expert. “It’s not the right time for our company now, I like the idea of being able to get insights via Helpline, Read more…
I’ve never had a bad audit outcome or negative regulatory inspection results… even though I often work with and represent early-stage startups who are far from being 100% perfect. In fact, when I go into an audit or an inspection, I already know with 95% certainty what the outcome will Read more…
Today, Yana discusses why she believes that compliance professionals are paid less than other people in the company. Often, compliance is put in a category with things you must do because the government requires it, like paying taxes. It then puts the burden on the compliance officers to prove their Read more…
One of the biggest complaints I hear from fellow compliance professionals is about being underpaid. The second biggest complaint is about a lack of appreciation for what they do. It’s true that at the same level and with approximately the same level of seniority, it is more likely that compliance experts Read more…