Fit and Proper Interviews with Regulators

Published by Yana on

If you’ve been asked to attend an interview with a regulator, don’t panic! In this episode, I share my advice on how to approach these interviews and the types of questions to expect. 

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Today’s episode:

  • [00:38] An overview of today’s topic: preparing for interviews with regulators.
  • [01:06] The motivation behind this episode. 
  • [01:40] Potential reasons that a regulator will request an interview. 
  • [03:12] Types of questions that you should expect from an interview with a regulator. 
  • [04:25] Advice for how to approach interviews with regulators if you are working in a foreign country. 
  • [05:49] Important documentation to take with you to an interview with a regulator.
  • [06:56] Experiences that are irrelevant to your interview with a regulator. 
  • [07:27] What to do if your history contains some unsavory elements. 
  • [09:22] How to decide who to appoint as board members for your company. 

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