Fit and Proper Interviews with Regulators
If you’ve been asked to attend an interview with a regulator, don’t panic! In this episode, I share my advice on how to approach these interviews and the types of questions to expect.
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Today’s episode:
- [00:38] An overview of today’s topic: preparing for interviews with regulators.
- [01:06] The motivation behind this episode.
- [01:40] Potential reasons that a regulator will request an interview.
- [03:12] Types of questions that you should expect from an interview with a regulator.
- [04:25] Advice for how to approach interviews with regulators if you are working in a foreign country.
- [05:49] Important documentation to take with you to an interview with a regulator.
- [06:56] Experiences that are irrelevant to your interview with a regulator.
- [07:27] What to do if your history contains some unsavory elements.
- [09:22] How to decide who to appoint as board members for your company.
Show links:
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