The FinTech Compliance Self-Starter Package has been fully updated for 2023!

The following documents and templates had the most significant changes:

• Risk Management Policy template – now includes an updated version of various risk assessment types split by categories with more examples added.
• FinTech Product and Business Wide Risk Assessment training and templates added. Binding Corporate Rules template + new GDPR Compliance Policy accompanied by video instructions.
• Outsourcing Policy simplified and shortened.
• New training and contract templates for White Label solutions and partnerships.
• Significantly expanded Blockchain Operational Compliance Policy now includes sections on token listing, insider trading, market manipulation, conflicts of interest, crypto funds segregation, operational crypto payments (and more…)

This product is right for you if:

• Your company is just getting started and you don’t want to create all your compliance policies from scratch.
• You are in the process of mandatory revisions of all your existing policies and want to benchmark your policies to some of the industry’s best practices.
• You are applying for a FinTech, EMI, PI of VASP license or preparing for a FinTech white label partnership and plan to do the majority of required documents in-house.
• Your existing policies have been randomly created by different people at different times, lack consistency and structure, and it’s time to get your house in order and consolidate everything so that you can successfully pass the next regulatory audit.

My templates are tested by dozens of FinTech professionals and hundreds of participants have joined my workshops and shared raving reviews. But over the last few years, I noticed that a lot of regulatory issues could have been avoided and time and money wouldn’t be wasted, only if I had been able to meet with these teams sooner and share what I know.

So many FinTech startups spend months and months, struggling to build their compliance documentation from scratch, Googling and copying random policies and contracts from the internet, or hiring expensive lawyers to draft documents that nobody from the company can read or understand.

Many FinTech founders grow increasingly frustrated about compliance, viewing compliance as a terrible monster and/or a necessary evil. They believe that it’s hard or impossible to find the right compliance people or that they themselves could do compliance better than anyone else by doing their own research and benchmarking everyone. At the same time, their compliance leaders are working long hours, researching ever-changing regulations, and struggling with a long backlog of operational issues.

Many of these startups will never make it to the level where they want to be, and run out of funding.

This is the first and potentially the only REAL SOLUTION designed by the compliance expert to empower FinTech founders and teams to build and grow their compliance based on agile “just in time” principles and using a pragmatic risk acceptance approach.

Compliance That Makes Sense cannot be learned at regulatory seminars or from reading laws and circulars. It comes from the practice of working with agile dynamic FinTechs, just like yours, who are pressed for time and have a limited budget.

So, tell me – are you still in? At this point, you may be asking yourself, if you should continue figuring things out on your own or not.

This is actually the wrong question to ask because every successful entrepreneur and business owner will tell you that they got where they are because they had mentors, external advisers, and support from more experienced people.

A more powerful question you should be asking is WHO can support you and WHERE you can find help and continued guidance. 

And as you already know, if you choose nothing… then nothing changes. You can obviously keep the status quo blindly pouring more time and money into compliance without much hope of creating different results or reversing existing inefficiencies… But why would you put yourself into this position, pursuing a broken strategy, draining your resources, and creating more and more organizational conflicts? If you are still here and still reading and thinking whether or not you should invest and if so, who will be responsible for actually following the content and executing the recommendations… just appoint someone to get started.

This is exactly what you don’t need to know or decide right now. Right now you have to make a commitment to building a compliance function that makes sense to you and your business and from now on you can take just one step and one decision at a time to keep making progress.

So –

• Are you going to continue to be a person who plays a victim, complaining about confusing compliance requirements, unreasonable auditors, or some other uncertain circumstances or will you take responsibility for being a leader and problem solver?
• Are you a person who sees obstacles or opportunities? More specifically, will you be a forward-looking visionary entrepreneur who sees how agile compliance can be a massive competitive advantage for your business?
• Are you a business owner or an executive who waits for the perfect time or an action taker who knows when enough excuses are enough excuses, and it’s time to move ahead even when you don’t have all the answers?

Well, if you are a smart action-taker and ready to commit, simply click here and get started with simpler compliance than ever before. Please let me know if you have any questions about this package or how to use it!

P.S. If you are an existing owner of this product – you can log in to the training portal and download new versions of the documents – these updates are absolutely free for you.