The FinTech Compliance Self-Starter Package has been fully updated for 2023 and the price goes up in just a few days on February 1st, 2023!

This product is right for you if:

• Your company is just getting started and you don’t want to create all your compliance policies from scratch.
• You are in the process of mandatory revisions of all your existing policies and want to benchmark your policies to some of the industry’s best practices.
• You are applying for a FinTech, EMI, PI of VASP license or preparing for a FinTech white label partnership and plan to do the majority of required documents in-house.
• Your existing policies have been randomly created by different people at different times, lack consistency and structure, and it’s time to get your house in order and consolidate everything so that you can successfully pass the next regulatory audit or due diligence.

What is included:

• AML, KYC, PEPs, Sanctions Policies and SOPs, onboarding flow setup guide (including policies, tools review, and guidance on admin and case management setup)
• Privacy and GDPR Module, including privacy policy, GDPR Compliance Policy, binding corporate rules, and standard contractual closes or Data Transfer Appendix template (to be included in all your contracts with vendors and payments partners where data transfer is involved)
• Outsourcing framework setup, including outsourcing policy template and outsourcing assessment checklist
• Consumer and Investor Protection, including Customer Protection and Complaints Handling Policy, Investor Protection Policy, and Customer Funds Safeguarding Procedure (for fiat and crypto services)
• Information Security, including InfoSec policy, incident management, and business continuity policy
• Blockchain-specific regulations, including Blockchain Operational Compliance Policy (updated for 2023)
• Corporate Governance and Board of Directors set up, Code of Conduct, Segregation of Duties guidance, Anti-Bribery and Corruption Procedure, and other relevant templates (e.g. gift policy, HR screening, etc.)
• Business Wide Risk assessment and Product Risk Assessment (with dedicated sections for AML, Product, VASPs, General Risks, Financial Risks, Startup Risks, and Regulatory Risks)
• Risk Management, Assessment, and Fraud Prevention, including relevant Risk Management Policy and Risk Assessment templates
• Conflict of Interests and Insider Trading Policy
• Terms of Service, Affiliation and Loyalty Programs structuring (including sample language for loyalty points or reward programs, beta testing provisions, and affiliation program templates)
• Inter-Company Agreements and SLAs
• Detailed and comprehensive Annual Compliance Plan and sample Internal Audit Plan
• FinTech Licensing – including License Application Template, financial projections template, business plan template, FinTech licensing roadmap, first regulatory inquiry template
• Comparison table of token features for membership and loyalty tokens, gift vouchers and internal payment tokens, derivative and security tokens. Token listing criteria (for cryptocurrency exchanges or wallets)

Recorded workshops and video training:

• Opening bank account and preparing for banking due diligence roadmap
• FinTech Licensing workshop and licensing planning roadmap
• FinTech Risk Assessment workshop
• Structuring White-Label Solutions in FinTech
• Onboarding of corporate customers workshop 
• Creating your FinTech Privacy Policy and GDPR compliance
• Preparing for and managing FinTech AML and operational audits 
• Annual compliance reporting requirements for FinTech workshop (all mandatory reports templates included)
• Documenting your Outsourcing workshop
• Managing compliance budget workshop

My templates are tested by dozens of FinTech professionals and hundreds of participants have joined my workshops and shared raving reviews. Now is your turn to take advantage of the 2022 pricing before it increases on February 1st, 2023!