It’s not always easy to know where the root cause of the problems in your organization lies. In today’s episode, I’m going to give you some examples of common issues which may seem like organizational issues but in fact, they are just a result of inexperienced compliance officers who don’t yet know that not all problems can be Googled!

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Today’s episode:

• [00:54] The inspiration behind today’s topic.   
• [02:54] Examples of organizational issues that arise from conflict between the compliance team and the product/engineering team. 
• [05:58] What compliance officers generally do when they don’t know what is possible with the data they have.  
• [07:11] Cases where customers may get a negative impression of a compliance team. 
• [08:58] Disagreements that may arise between compliance and marketing teams within an organization. 
• [11:15] What experienced compliance officers know that inexperienced compliance officers don’t. 
• [12:57] The dangers of over-conservative compliance approaches.  
• [14:33] Signs of inexperience that FinTech CEOs should be aware of within their compliance teams. 
• [17:26] An important question to ask yourself if you are part of a FinTech organization struggling with any of the issues discussed today.

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