Through my years of experience working with FinTech start-ups, I have noticed that many CEOs have a strange relationship with compliance. Often, CEOs don’t know when to act or when not to act when it comes to compliance issues. I have developed two guiding principles that I use to build relationships between businesses and compliance, which I am going to share with you in today’s episode. These will make it much easier for CEOs to make decisions when it comes to compliance. Also, I am running a very exciting giveaway, so listen in to hear how you can win! 

If you found value in this episode, I would really appreciate it if you could leave a review! My mission is to help and support as many FinTech startups as possible, and when you leave a positive review, more people can find this podcast and help their companies! If you are on Apple, just click here to review, select “Ratings and Reviews” and “Write a Review” and tell me what your favorite part of the podcast is. 

Today’s episode:

• [00:35] An announcement about a very exciting giveaway I am running!  
• [02:17] The question that prevents CEOs from making their compliance function more efficient. 
• [02:34] What I have noticed about the relationship that CEOs have with compliance. 
• [03:10] Problems that arise when people don’t have a system of guiding principles around when to act and when not to act. 
• [04:06] Requests that I have recently had from a few clients. 
• [04:55] The two guiding principles that I use to build bridges between businesses and compliance. 
• [05:59] More details about my first guiding principle, including some examples. 
• [08:51] Examples of how to make use of my second guiding principle. 
• [09:55] Act based on what you know. 
• [11:00] What the role of the CEO is with regard to compliance. 

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Giveaway: 

To celebrate the 1-year anniversary of this podcast, I will be hosting a giveaway for my listeners. The winners will get free access to one of my workshops (you choose which one)! 

Here’s how to participate:

• Leave a rating and a review for the Competitive That Makes Sense podcast on Spotify, Apple Podcasts, and Google podcasts! 
• Send a screenshot of your rating/review to me by email yana@competitivecompliance.com or DM me on Instagram or LinkedIn.
• Submissions for multiple podcast platforms are allowed to increase your chances!
• Giveaway ends on September 21st at midnight CET.
• One prize for every 10 submissions will be granted!

Here’s where you can look at my full workshops list:

https://competitivecompliance.co/trainings-calendar/ 

The winners will be contacted by email by September 22nd, and they should reply within 48 hours. I would need your email, name, and the name of the workshop you choose to grant you access rights!

It’s been incredible to me how much this niche podcast has grown over the past year. Whether you’re a long-time listener or have only discovered it recently, I want to thank you from the bottom of my heart; your continued support truly means a lot to me and I wouldn’t be able to do this without all of you!

Show links:

• Interested in FinTech compliance? – Consider investing in the FinTech Compliance Self-Starter Package!

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