This is the time of the year when many FinTech startups are writing up various mandatory reports and prepare for annual reviews and inspections.

To support you all and save you from unnecessary headaches, I have created a 2-day workshop that covers all core requirements and disclosures that must be included in your FinTech startup annual compliance reporting. 

What you’ll get:

Access to the next scheduled LIVE training taking place on November 24th and November 25th, 2020 (approximately 1 hour each day), where we will cover:

• Day 1: 
  • Annual MLRO reporting, key reportable AML metrics
  • Preparing for AML audits (template and sample questions included)
  • Annual Risk Assessment (template included) and Risk Acceptance Framework
• Day 2:
  • Execution of the Compliance Plan (template included)
  • Effectiveness of the Internal Controls Framework
  • Reporting incidents and special events (Covid, Brexit…)

INCLUDED TEMPLATES:

• Annual MLRO Report Sample
• Annual Enterprise Risk Assessment Template
• Annual Compliance Plan Template
• Sample disclosures on the Effectiveness of the Internal Controls
• Sample Disclosures for incidents and adverse events reporting

If your compliance team has been ignoring you, hiding somewhere faraway and telling you that they need to prepare for their annual reporting which is why everything else must wait for many weeks – just tell them that you care about them very much and suggest that they will feel much more prepared and confident after they register here!